Chapter 4 • Independence and Impartiality of Judges, Prosecutors and Lawyers
4.4.2 Independence as to financial matters
As supported by Principle 7 of the Basic Principles, the Judiciary must further
be granted sufficient funds to properly perform its functions. Without adequate funds,
the Judiciary will not only be unable to perform its functions efficiently, but may also
become vulnerable to undue outside pressures and corruption. Moreover, there must
logically be some kind of judicial involvement in the preparation of court budgets.
However, when it comes to administrative and financial issues, independence
may not always be total, given that the three branches of government, although in
principle independent of each other, are also by nature in some respects dependent on
each other, for instance with respect to the appropriation of resources. While this
inherent tension is probably inevitable in a system based on the separation of powers, it
is essential that in situations where, for instance, Parliament controls the budget of the
Judiciary, this power is not used to undermine the efficient working of the latter.14
4.4.3 Independence as to decision-making
Next, as follows from Principle 1 of the Basic Principles, the other branches
of government, including “other institutions”, have the duty “to respect and observe
the independence of the judiciary”. This means, more importantly, that the
Executive, the Legislature, as well as other authorities, such as the police, prison,
social and educational authorities, must respect and abide by the judgements
and decisions of the Judiciary, even when they do not agree with them. Such
respect for the judicial authority is indispensable for the maintenance of the rule
of law, including respect for human rights standards, and all branches of
Government and all State institutions have a duty to prevent any erosion of this
independent decision-making authority of the Judiciary.
The condition of the Judiciary’s independence as to decision-making is
further supported by Principle 4 of the Basic Principles, according to which:
“There shall not be any inappropriate or unwarranted interference with the
judicial process, nor shall judicial decisions by the courts be subject to
revision. This principle is without prejudice to judicial review or to
mitigation or commutation by competent authorities of sentences imposed
by the judiciary, in accordance with the law.”15
It is not clear whether executive amnesties and pardons would be contrary to
Principle 4, but Governments must in any event always exercise considerable care in
resorting to such measures, so that any measures of clemency do not subvert the
independent decision-making power of the Judiciary, thereby undermining the rule of
law and true respect for human rights standards.
14 For a discussion of this issue and others, as regards the system in the United States of America, see An Independent Judiciary,
Report of the American Bar Association Commission on Separation of Powers and Judicial Independence, published on:
http://www.abanet.org/govaffairs/judiciary/report.html.
15 Recommendation No. R (94) 12 of the Committee of Ministers of the Council of Europe on the independence, efficiency and
role of judges provides that “decisions of judges should not be the subject of any revision outside any appeals procedures as provided
for by law” (Principle I.2.a.i.), and that “with the exception of decisions on amnesty, pardon or similar, the Government or the
administration should not be able to take any decision which invalidates judicial decisions retroactively” (Principle I.2.a.iv.)
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