Chapter 2 • The Major Universal Human Rights Instruments and the Mechanisms for Their Implementation
objectives, such as national security, public order, public health and morals, or respect
for the fundamental rights of others.
However, the limitations can only be lawfully imposed if they are provided
or prescribed by law and are also necessary in a democratic society for one or
more of the legitimate purposes defined in the provisions concerned. It is true that
the reference to “a democratic society” is only to be found in articles 21 and 22(2)
concerning the limitations that can be imposed respectively on the exercise of the right
to peaceful assembly and the right to freedom of association, whilst it is absent from the
limitation provisions regarding the right to freedom of movement, the right to freedom
to manifest one’s religion or beliefs and the right to freedom of expression. However, it
follows from an interpretation of these provisions in the light of the wider context of
the Covenant itself, as well as its object and purpose, that this notion forms an intrinsic
part of all limitation provisions concerned and will consequently condition their
interpretation.22
As pointed out in Chapter 1, the limitation provisions reflect carefully
weighed individual and general interests which have also to be balanced against each
other when the limitations are applied in a specific case. This means not only that the
laws per se that provide for the possibility of limitations on the exercise of rights must
be proportionate to the stated legitimate aim, but also that the criterion of
proportionality must be respected when applied to a specific individual.
The subsidiarity of the international system for the protection of human rights
means, however, that it falls in the first instance to the domestic authorities to assess
both the legitimate need for any restrictions on the exercise of human rights and also
their necessity/proportionality. The additional international supervision of the
measures taken comes into play only in connection with the examination of the States
parties’ reports or individual communications submitted under the First Optional
Protocol.
The criteria to look for in order to determine whether the exercise of a
right has been lawfully limited are:
l the principle of legality, in that the restrictive measure must be based
in law;
l the principle of a legitimate aim in a democratic society; restrictions on
the exercise of human rights cannot be lawfully justified under the
Covenant for reasons not expressly contained therein or for purposes
alien to the effective protection of human rights;
l the principle of proportionality, in that the interference with the
exercise of the individual’s right must be necessary for the legitimate
purpose or purposes; it follows that it is not sufficient that the measure
is simply reasonable or possibly advisable: it must be necessary.
22 See Anna-Lena Svensson-McCarthy, The International Law of Human Rights and States of Exception – With Special Reference to the
Travaux Préparatoires and Case-Law of the International Monitoring Organs (The Hague/Boston/London, Martinus Nijhoff Publishers,
1998), pp. 112-114, in particular the reasoning on p. 113.
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