Assessing Electoral Fraud in New Democracies: Refining the Vocabulary
policy prescriptions.”17 It could also give countries the means to sidestep international principles and, in
many cases, international obligations that apply to the electoral process.18 Still, this approach has
proven popular in the small community of writers who have contributed to this discussion.
Lehoucq has written extensively on the subject of electoral fraud. Although his definitions tend to be
broad (hence their mention in the previous category), he has also offered several modifications that
narrow the field. In his 2003 paper, Lehoucq takes several passes at defining electoral fraud. He modifies
his first approximation (that fraud is defined as “all clandestine efforts to shape election results”) with
the additional clarification that “both blatantly coercive acts and voting irregularities are also fraudulent
because they can throw election results,” and that an act is fraudulent if it breaks the law. He finds that
this legalistic definition is useful because it segments political activities in an accessible way: they are
either acceptable or unacceptable under the law.19
Lehoucq’s earlier work, a 2002 book entitled Stuffing the Ballot Box: Fraud, Electoral Reform, and
Democratization in Costa Rica, provides insight into the thinking behind this definition. Lehoucq and his
fellow author Ivan Molina define electoral fraud as “activities that can alter the results of the ballot box
and that violate electoral laws.” The authors say that this definition allows for changes over time in the
range of acts believed to be fraudulent by political parties and other stakeholders, and it “does not
assume that any constraint or act that encourages or compels voters to behave against their
interests…is fraudulent.”20 The authors then proceed to use a four-fold classification system to assess
allegations of acts of fraud: procedural irregularities; more severe infractions that do not necessarily
involve fraud; severe acts of fraud; and coercion of voters. The dichotomy is complicated to parse and
allows for a considerable grey area between categories, but it does, helpfully, attempt to distinguish
between allegations of fraud in a way that accounts for the scale and intent of the action. However, it is
unclear whether the statement “activities that can alter the results of ballot box” implies that fraud has
only occurred when it impacts the outcome of the overall vote, or whether non-outcome determinative
interference with the process would be included. Our definition, detailed below in Section III, attempts
to deal with that distinction to ensure that all instances of electoral wrongdoing can be detected,
deterred and mitigated.
Regional bodies and individual states have also tackled the issue in the course of producing guidelines
for combating fraud. In 2010, the Council of Europe’s European Commission for Democracy through
Law, known as the Venice Commission, adopted a report on “Figure Based Management of Possible
Election Fraud.” The report noted that “in the broadest sense, a fraud is an intentional deception made
for personal gain or to damage another individual. In a general election context, fraud could be any
17
Ibid, page 236.
For a selection of provisions of international agreements to which most countries have acceded, and that are relevant to the
conduct of a credible election, see: Articles 2, 16, 22 and 25 of the International Covenant on Civil and Political Rights (ICCPR),
available at http://www2.ohchr.org/english/law/ccpr.htm; Articles 8, 10, 20, and 21 of the Universal Declaration of Human
Rights, available at http://www.un.org/en/documents/udhr/; and Articles 3, 4, 5, 9, 12, 21, and 29 of the Convention on the
Rights of Persons with Disabilities (CRPD), available at http://www2.ohchr.org/english/law/disabilities-convention.htm.
19
Lehoucq, page 235.
20
Fabrice Lehoucq and Ivan Molina (2002) Stuffing the Ballot Box: Fraud, Electoral Reform, and Democratization in Costa Rica,
Cambridge University Press, New York: page 17.
18
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