Election Investigations Guidebook
International human rights-based standards for the resolution of election disputes have recognized the universal importance of independent and
impartial institutions in the electoral complaint resolution process.431
In General Comment No. 32 to the
ICCPR, the United Nations Human
Rights Committee emphasized that
the right to an independent and impartial tribunal is “an absolute right
that may suffer no exception.”
432
In
other words, it is a right applicable
in all circumstances.
433
The Declaration on Criteria for
Key Characteristics of
Independent and Impartial
Bodies:
› Fairness
› Objectivity
› Conflict of interest disclosure
› Integrity and incorruptibility
› Functional and non-retaliatory
immunity
Free and Fair Elections accordingly emphasizes that electoral complaints should be resolved by “an independent and impartial authority.”434
The same foundational principles of objectivity, independence, neutrality,
and impartiality—which should characterize the electoral dispute resolution
system as a whole—also apply to the investigative process.
International guidelines state that investigators and investigative bodies
are obliged to “maintain objectivity, impartiality, and fairness throughout the
investigative process and conduct [their] activities competently and with the
highest levels of integrity,”435 a duty that extends to individuals and institutions
responsible for investigating electoral disputes. Without structural and procedural safeguards to ensure independence and impartiality, public perception
that election investigations favor a particular side in a dispute could endanger
the democratic legitimacy and the credibility of the entire electoral process.
431 See generally GUARDE, supra note 1, at 37–50; Carter Center, Guide to Electoral Dispute Resolution 10–28 (Jan. 2010),
http://www.cartercenter.org/resources/pdfs/news/peace_publications/conflict_resolution/Election-Dispute-Guide.pdf.
432
General Comment No. 32, supra note 374, ¶ 19.
433
OHCHR Manual, supra note 374, at 113–154.
434 Inter-Parliamentary Council, Declaration on Criteria for Free and Fair Elections art. 4, ¶ 9 (Mar. 26, 1994), http://www.
ipu.org/cnl-e/154-free.htm.
435 Conference of International Investigators, Uniform Guidelines for Investigations ¶ 3 (2d ed. 2009), http://www.un.org/Depts/oios/investigation_manual/ugi.pdf; cf. UNDP, Legal Framework for Addressing Non-Compliance with UN Standards
of Conduct ¶ 74 (2010), http://www.undp.org/content/dam/undp/documents/about/transparencydocs/UNDP_Legal_Framework_for_Addressing_Non_compliance_with_UN_Standards_of_Conduct.pdf (“All investigators . . . shall be independent. They
have a duty of objectivity, thoroughness, ethical behavior, and observance of legal and professional standards.”).
124