Principle 4: independent and Impartial Investigators
is often not transparent to the public because transparency conflicts with
its duty to secure confidentiality in the investigative context.459 The UNDP
Guidelines for Investigations assert that confidentiality is necessary during the
investigation process—so much so that the “requirement for confidentiality
extends equally to investigators, management, staff members and other personnel, investigation participants, and investigation subjects.”460 Accordingly,
the Uniform Guidelines for Investigations instruct investigative authorities to
“take reasonable measures to protect as confidential any non-public information associated with an investigation, including the identity of the parties
that are the subject of the investigation and of parties providing testimony
and evidence.”461
Many states have enacted statutory provisions that ensure confiden-
“Independence” embraces two different
tiality in the course of an electoral
concepts: (1) structural independence
investigation. Indonesian regula-
from the government; and (2) “fearless
tions, for example, plainly state that
independence”—not bending to
an investigation is “confidential in
governmental, political or other partisan
nature, as long as there are no deci-
influences on decisions.
sions made by a plenary.”
462
In Bhu-
tan, the Election Dispute Settlement
Rules and Regulations specify: “The
decision-making authorities shall
Excerpt from the ACE Electoral Knowledge
Network: http://aceproject.org/ace-en/
topics/em/default
ensure that the confidentiality of
the name of complainant, if necessary, shall be upheld and witness protection, if requested, provided as per
the laws of the Kingdom of Bhutan.”463 The Australian Electoral Commission
also guarantees confidentiality in the management of a complaint and refers
back to the commission’s privacy policy.464 In Hong Kong, the regulations of
459 Steve Bickerstaff, Contesting the Outcome of Elections, in International Election Principles: Democracy & the Rule of Law
307–346, 312 (John Hardin Young, ed., 2009) (distinguishing between an election contest and the independent investigation of
alleged electoral irregularities).
460
UNDP Investigation Guidelines 2012, supra note 6, ¶ 3.
461
Uniform Guidelines 2009, supra note 25, ¶ 12.
462
Bawaslu Regulation No. 14/2012, supra note 173, art. 14(3).
463
Bhutan Election Dispute Settlement Rules and Regulations, supra note 28, ¶ 9.5.
464
Australian Election Complaints Management Policy, supra note 8.
129