the rights enumerated in the Covenant, while Art. 25 of the
American Convention on Human Rights provides for the “right
to simple and prompt recourse” for the violation of rights
“recognized by the constitution or the laws of the state
concerned or by this Convention.” Neither provision requires
that the remedy be provided by a court. In principle,
alternative forums for the resolution of legal disputes provide
benefits of cost and speed,62 but such alternative forums
should (a) not close off routes of access to courts, especially
to protect rights, and (b) operate with similar safeguards for
independence and impartiality as ordinary courts.
3.2.3. BUDGET
The Basic Principles on the Independence of the Judiciary
provide that courts must have adequate resources to properly
serve the judicial function.63 The Beijing Statement reiterates
the requirement that judges have the “resources necessary”
to perform their functions, and emphasizes the principle that
executive power “which may affect judges in their office … or
their resources, must not be used so as to threaten or bring
pressure upon a particular judge or judges.”64 The
Commonwealth Latimer House Principles are detailed on this
issue, protecting funds, once allocated, from reduction.65
The Special Rapporteur’s Annual Report 2009 recommends
that a fixed percentage of national budget be allocated to the
judiciary, and the Special Rapporteur has recommended that
a baseline of two to six per cent of GDP be devoted to the
judiciary.66 Sometimes a fixed percentage of GDP or annual
budget is entrenched in the national constitution. For
example, Art. 177 of the Constitution of Costa Rica provides:
The budget shall allocate to the Judicial Branch an amount
of no less than six percent of the ordinary income
estimated for the fiscal year. However, when this amount
is greater than the sum required to cover the basic needs
budgeted by said Branch, said Department shall designate
the difference as excess revenue, together with a plan for
additional expenditure, in order that the Legislative
Assembly may take the appropriate measures.
A second issue that concerns the finances of the judiciary
goes to how its budget is spent. The management and
allocation of the budget is as important a consideration in the
judiciary’s independence as the resources it is allocated in the
first place. The Special Rapporteur has recommended that
judicial independence is best served when the judiciary or an
independent body, rather than the executive or legislative
branches, is responsible for the judiciary’s budget. 68
3.2.4. CASE ASSIGNMENT
The right to a lawful judge is an element of the right to fair trial
and the requirements of judicial independence. It requires
that the political branches not be empowered or authorized to
assign or allocate particular judges to hear particular cases.
The Basic Principles on the Independence of the Judiciary
accordingly state that case allocation is a matter to be
determined within the walls of the judiciary without any room
for interference or intervention from the other branches of
government.69
The Special Rapporteur’s Annual Report 2009 extends this
principle to include an objective mechanism for allocating
cases that safeguards judges from interference from within
the judiciary, e.g. the drawing of lots or the use of the
alphabetic list of judges. It is possible to imagine that case
allocation may be in the hands of a single person within the
judiciary, such as the Chief Justice;70 but this may raise
concerns when the Chief Justice is appointed through a
different process than other judges and may therefore have a
closer relationship to the executive.71
Further, the Special Rapporteur has noted that the practices
of several countries that allow select senior judges exclusive
control over case allocation has led to abuse.72 The Special
Rapporteur’s Annual Report 2009 therefore recommends
either some form of randomized allocation procedure, or
allocation according to a highly detailed management plan
based on objective criteria.73
3.2.5. SPECIAL COURTS AND MILITARY
TRIBUNALS
Art. 172 of the Constitution of El Salvador provides:
The Judicial Organ shall have at its disposal an annual
allocation of no less than six percent of the current income
of the State’s budget.
The Beijing Statement addresses the issue of limited
resources, indicating that the judiciary’s budget should
always occupy a high priority in the allocation of resources.67
Special courts and military courts, as distinct from the
ordinary civilian courts, raise special considerations for
judicial independence and for democracy. Human Rights
Committee General Comment No. 32 accepts the existence of
special courts, and notes that the ICCPR neither prohibits the
existence of special courts nor the trial of civilians in special
68
62
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2008, para 35.
63
Para 7.
64
Beijing Statement of Principles of the Independence of the Judiciary in
the LawAsia Region, paras 38 and 41.
65
Para II(2).
66
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2009, para 37.
67
Beijing Statement of Principles of the Independence of the Judiciary in
the LawAsia Region, para 42.
10
Special Rapporteur’s Mission to Kazakhstan, 2005,
E/CN.4/2005/60/Add.2 11 January 2005, para 26.
69
Para 14.
70
See, for example, Beijing Statement of Principles of the Independence of
the Judiciary in the LawAsia Region, para 35.
71
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2009, para 47.
72
Special Rapporteur’s Mission to Kazakhstan, 2005, para 59; Special
Rapporteur’s Mission to Russia, 2009, A/HRC/11/41/Add.2, 23 March 2009,
para 61; Special Rapporteur’s Mission to Kyrgyzstan, 2005,
E/CN.4/2006/52/Add.3, 30 December 2005, para 67.
73
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2009, para 47.