3.1.5. TRANSFER AND PROMOTION
Transfer of judges to less favourable postings can be used as
a threat to influence judicial behaviour. Rules for transfer
must be carefully constituted to eliminate this threat, but
allow for reasonable and necessary administrative reassignment and transfer of judges.52 While transfer and reassignment can act as a threat to influence judicial decisions
if not properly controlled, promotion can be used as an
incentive to reward judicial behaviour that is favourable to
political elites. Any system of promotion must eliminate
judicial advancement as a reward for political bias. The Basic
Principles on the Independence of the Judiciary require that
promotions occur through a system based on “objective
factors, in particular ability, integrity and experience”,53 and
Human Rights Committee General Comment No. 32
recommends that there be clear procedures and objective
criteria for the promotion of judges.54
The Special Rapporteur’s Annual Report 2009 supports this
with the recommendation that judges’ promotion should be
decided on by an independent body composed of at least a
majority of judges.55
3.1.6. COURT STRUCTURE
The status of courts and the organization of the judicial
system are sometimes embedded in constitutions, albeit to
different degrees. The United States Constitution, for
example, establishes only the United States Supreme Court
and leaves the establishment and functioning of all the other
courts to ordinary legislation (Art. III, cl. 1). The South African
Constitution, on the other hand, establishes all courts, sets
out the judicial hierarchy, and outlines the jurisdiction of each
court in that hierarchy (Art. 166). Where the constitution does
not establish courts, it may be open to the legislature and the
executive to establish special or ad hoc courts, at their
discretion, such as special courts to try those accused of acts
of terrorism. The power to create special courts could be
abused to allow special courts to circumvent ordinary (and
perhaps often onerous) fair trial procedures, in so doing
undermining judicial independence or at least the perception
of judicial independence. In this regard, the Basic Principles
on the Independence of the Judiciary provide:56
Everyone shall have the right to be tried by ordinary courts
or tribunals using established legal procedures. Tribunals
that do not use the duly established procedures of the
legal process shall not be created to displace the
jurisdiction belonging to the ordinary courts or judicial
tribunals.
3.2. THE JUDICIAL FUNCTION: INSTITUTIONAL
INDEPENDENCE OF THE JUDICIARY
3.2.1. CONSTITUTIONAL VERSUS STATUTORY
RULES FOR THE INTERNAL
FUNCTIONING OF THE JUDICIARY
The Basic Principles on the Independence of the Judiciary
state that judicial independence must be set out in the
constitution or the laws of a country: “The independence of
the judiciary shall be guaranteed by the State and enshrined
in the Constitution or the law of the country.” 57 Entrenching
rules in the constitution provides protection against political
manipulation, but must be balanced against the need to leave
a degree of flexibility to adapt to changing circumstances,
which can be best achieved through ordinary legislation. Also,
courts must be flexible enough to react and adapt to the
conditions and circumstances presented by each case, which
means a constitution should not be too detailed in prescribing
how courts should function in their day-to-day operations.
The Beijing Statement of Principles of the Independence of
the Judiciary states that the judiciary should be largely
responsible for developing its own rules of administration.58
Accordingly, some constitutions allow that the “internal”
functioning of the courts shall be determined by the courts
themselves, usually within a framework of legislation or the
constitution.59
3.2.2. JUDICIAL VS. ADMINISTRATIVE
REMEDIES
The right of access to justice and the right to an effective
remedy are recognized by the UDHR (Art. 8). The right to a fair
trial and to an effective remedy for the violation of rights in
the ICCPR (Arts. 2(3) and 14), as well as in the other “hard”
sources of international law, imply that the determination of
any individual’s rights shall be through a fair hearing before a
competent, independent and impartial tribunal. Human Rights
Committee General Comment No. 32 recognizes with respect
to Art. 14 of the ICCPR, access to justice is an inherent
element of the right.60
Does this right require that individuals have access to courts
and judges to determine their rights, or will administrative
review processes suffice? The Special Rapporteur’s Annual
Report 2008 notes the trend to broaden the definition of
“access to justice” to mean “the effective availability of
institutional channels for the protection of rights and the
resolution of various types of conflict in a timely manner and
in accordance with the legal order”.61 Art. 2(3) of the ICCPR, for
example, confers a right to an effective remedy in respect of
52
Economic and Social Council, Sub-Commission on Prevention of
Discrimination and Protection of Minorities, Special Rapporteur on the
Study on the Independence and Impartiality of the Judiciary, Jurors and
Assessors and the Independence of Lawyers, endorsed by Commission on
Human Rights resolution 1989/32 (the “Singhvi Declaration”), para 15.
53
UN Basic Principles on the Independence of the Judiciary, para 13. The
African Union Principles and Guidelines on the Right to a Fair Trial and
Legal Assistance in Africa reproduces this statement in principle A(4)(o).
54
UN Human Rights Committee, General Comment No. 32, para 19.
55
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2009, paras 68-72.
56
Para 5.
9
57
Para 1.
Beijing Statement of Principles of the Independence of the Judiciary in
the LawAsia Region, para 36.
59
See DRI and The Carter Center, Strengthening International Law to
Support Democratic Government and Genuine Elections (2012), p. 17.
60
UN Human Rights Committee, General Comment No. 32, para 9.
61
Report of the Special Rapporteur on the Independence of Judges and
Lawyers, 2008, A/HRC/8/4, 13 May 2008, para 16.
58