2.2.6. INTERNATIONAL NGO STATEMENTS
Judges may be dismissed only on serious grounds of
misconduct or incompetence, in accordance with fair
procedures ensuring objectivity and impartiality set out in
the constitution or the law. …
A handful of international associations and non-governmental
organizations have issued statements and handbooks on
judicial independence in domestic judiciaries. Two are:
3. JUDICIAL INDEPENDENCE IN
PRACTICE: KEY AREAS WHERE
INTERNATIONAL LAW OFFERS
GUIDANCE
The three subsections in this section consider judicial
independence in three areas: the constitution of the judiciary
(section 3.1); the functioning of the judiciary (section 3.2); and
the institutions that support the functions of the judiciary
(section 3.3). International law seeks to uphold the
components of judicial independence, as set out in the
working definition in section 1.1 above, in all three of these
contexts.
3.1. CONSTITUTING THE JUDICIARY: BALANCING
ACCOUNTABILITY AND INDEPENDENCE
The personal independence of judges is protected, in large
part, by the mechanisms and procedures for the appointment
of judges and the extent to which politicians or private parties
are able to influence judicial behaviour after judges are
appointed. However, judges who fail to perform their tasks
competently, independently or impartially must be
accountable for their actions. Judicial independence cannot
permit judges to act without any degree of accountability. The
rules for the appointment, terms of service, dismissal,
discipline and sanction of judges must strike a delicate
balance between the need for protecting judges from undue
external influence, and the need for judicial accountability.
General Comment No. 32 of the United Nations Human Rights
Committee sets out this need for balance:
States should take specific measures guaranteeing the
independence of the judiciary, protecting judges from any
form of political influence in their decision-making
through the constitution or adoption of laws establishing
clear procedures and objective criteria for the
appointment,
remuneration,
tenure,
promotion,
suspension and dismissal of the members of the judiciary
and disciplinary sanctions taken against them. …
26
Approved by the International Association of Judges on 17 November
1999.
27
The Bangalore Draft Code of Judicial Conduct 2001, adopted by the
Judicial Group on Strengthening Judicial Integrity, as revised at the Round
Table Meeting of Chief Justices held at the Peace Palace, The Hague,
November 25-26, 2002.
6
[J]udges must not allow their judgement to be influenced
by personal bias or prejudice, nor harbour preconceptions
about the particular case before them, nor act in ways that
improperly promote the interests of one of the parties to
the detriment of the other.28
International Association of Judges, Universal
Charter of the Judge;26 and
Judicial Group on Strengthening Judicial Integrity
and Round Table Meeting of Chief Justices,
Bangalore Principles of Judicial Conduct.27
3.1.1. APPOINTMENT
The United Nations Basic Principles on the Independence of
the Judiciary note that the mechanisms for judicial
appointment must make appointment dependent on integrity
and ability and include safeguards against appointment for
improper motives.29 The Basic Principles on the Independence
of the Judiciary do not set out what these appointment
mechanisms should be, instead leaving the details to the
determination of domestic law.30 Appointment procedures
must prohibit discrimination.31
In civil law countries, although judicial appointments are
usually made under the career model, appointment to
constitutional courts or supreme courts often occurs
according to a different mechanism. Because important
questions of policy or constitutional interpretation come
before constitutional courts and supreme courts, it is widely
accepted that political actors should play a role in selecting
judges on those courts. The same consideration applies to the
selection of judges in supreme courts and lower courts in
common law countries, where judicial decisions influence the
development of the law. Appointment to constitutional and
supreme courts is thus an issue of importance in both civil law
and common law countries.
The procedures for constitutional court appointments merit
careful attention.32 Three common models for constitutional
court appointments include the legislative supermajority
model (e.g. Germany, where each of the two chambers of the
legislature appoint half of the total judges on the Federal
Constitutional Court by a two-thirds majority vote), the multiconstituency model (e.g. Turkey, where after constitutional
amendments in 2010, the legislature appoints three
constitutional court judges and the President appoints the
28
Paras 19-21.
Para 10.
30
See also the International Association of Judges, Universal Charter of the
Judge, para 9; Council of Europe Recommendation No. R (94) 12 of the
Committee of Ministers to Member States on the Independence, Efficiency
and Role of Judges, para 1(2); African Union Principles and Guidelines on
the Right to a Fair Trial and Legal Assistance in Africa, principles A(4)(i) and
(k).
31
Beijing Statement of Principles of the Independence of the Judiciary in
the LawAsia Region, para 13; Commonwealth Latimer House Guidelines for
the Commonwealth on Parliamentary Supremacy and Judicial
Independence, principle II(1).
32
For a detailed treatment of these models, see the forthcoming report on
constitutional court appointments by the Center for Constitutional
Transitions and International Institute for Democracy and Electoral
Assistance, available at http://constitutionaltransitions.org/.
29