deference. 52 U.S.C. §§ 30106(b)(1), 30107(a)(7)-(8), & (e); FEC v.
Democratic Senatorial Campaign Comm., 454 U.S. 27, 37 (1981).
The FEC pursues FECA violations under the statutoryscheme
set forth in Section 30109(a). In brief, civil penalties can be imposed
through a “conciliation” process, which is roughly equivalent to an
administrative guilty plea with a stipulated penalty agreed upon by the
FEC and the respondent; civil penalties can also be imposed through a
civil suit brought by the FEC in federal district court. Civil
sanctions range from “cease and desist” agreements (in which the
respondent agrees not to commit a similar violation in the future) to
relatively substantial fines. The size of the civil fine depends both on
the amount involved in the violation and the degree of knowledge
and intent of the respondent. 52 U.S.C. § 30109(a)(5) & (a)(6). The
FEC possesses subpoena power and the power to administer oaths,
§ 30107(a)(3) & (a)(2), as well.
Criminal prosecution under FECA can be pursued before civil
and administrative remedies are exhausted. § 30109(a) & (d); see
United States v. Int’l Union of Operating Eng’rs, Local 701, 638 F.2d
1161, 1162–68 (9th Cir. 1979); see also Marcus v. Holder, 574 F.3d
1182, 1184–86 (9th Cir. 2009); Fieger v. U.S. Attorney Gen., 542 F.3d
1111, 1119 (6th Cir. 2008); Bialek v. Mukaskey, 529 F.3d 1267, 1271
(10th Cir. 2008).
The BCRA amendments to FECA in 2002 significantly
enhanced the criminal penalties for willful violations of FECA.
BCRA did so in response to identified anti-social consequences,
namely, corruption and the appearance of corruption arising from
FECA violations, and the consequent adverse effect on the proper
functioning of American democracy.
These issues are addressed comprehensively in the Supreme
Court’s decision in McConnell v. Fed. Election Comm’n, 540 U.S. 93
(2003). Accordingly, all willful FECA violations that exceed the
applicable jurisdictional floor specified in the Act’s criminal provision
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