King v. Whitmer
CIVIL 20-13134 (E.D. Mich. Aug. 25, 2021)
Clauses where the factual contentions asserted to
support those claims lack evidentiary support. The
Court spent significant time during the July 12
hearing inquiring about the various reports and
affidavits Plaintiffs attached to their pleadings not
necessarily because Plaintiffs' counsel may have
filed this lawsuit in bad faith, and not necessarily
because the affiants may have submitted their
affidavits in bad faith. Rather, the Court did so
because-as discussed below-no reasonable
attorney would accept the assertions in those
reports and affidavits as fact or as support for
factual allegations in a pleading when based on
such speculation and conjecture. And no
reasonable attorney would repeat them as fact or
as support for a factual allegation without
conducting the due diligence inquiry required
under Rule 11(b).
45 See Fed.R.Civ.P. 11 Advisory Committee
Notes (1993 Amendment) (noting that Rule
11's objective standard is “intended to
eliminate any ‘empty-head pure-heart'
justification
for
patently
frivolous
arguments”); Tahfs, 316 F.3d at 594 (“A
good faith belief in the merits of a case is
insufficient to avoid sanctions.”).
To be clear, as to Rule 11(b)(3), the Court is not
concerned with whether counsel's conduct was
done in bad faith.46 The Court is concerned only
with what the reports and affidavits say and reveal
on their face, and what Plaintiffs' counsel should
(or should not) have done before presenting them
in light of what is revealed on their face.47
46 This
does not mean, however, that
violating Rule 11(b)(3) by presenting
pleadings for which the factual contentions
lacked evidentiary support cannot be done
in bad faith or for an improper purpose. If
it is, this would of course constitute a
violation of Rule 11(b)(1). See infra,
Section IV, Subsection B, Part 3-“Whether
Plaintiffs' counsel acted with an improper
purpose in violation of Rule 11(b)(1).”
47 Plaintiffs' attorneys further contend that
they did more than was required by
attaching
this
“evidence”
to
their
pleadings. (ECF No. 157 at Pg ID 5534.)
True, Plaintiffs were not required to attach
evidence
to
support
their
factual
allegations; but, they did. Therefore, they
had an obligation to scrutinize the contents
and doing so would have revealed that key
factual assertions made in their pleading
lacked evidentiary support.
No evidentiary hearing is needed
Plaintiffs' attorneys contend that “[t]he proper
method for evaluating affidavits is an evidentiary
hearing” during which a court tests the veracity of
the affiants and, without one, the Court cannot
sanction counsel. (See, e.g., ECF No. 161 at Pg ID
5815, 5816 n.10; ECF No. 157 at Pg ID 5491-93.)
However, the affiants' credibility and the truth or
falsity of their affidavits have no bearing on what
the Court finds sanctionable under Rule 11(b)(2)
and (3).
Instead, what is sanctionable under Rule 11(b)(2)
as discussed above is, among other things, (i)
asserting that acts or events violated Michigan
election law, when the acts and events (even if
they occurred) did not and (ii) failing to inquire
into the requirements of Michigan election law.
What is sanctionable under Rule 11(b)(3) as
discussed below is (i) presenting factual assertions
lacking evidentiary support; (ii) presenting facts
taken from affidavits containing speculation and
conjecture because, at no stage during the
litigation process, would such “evidence” count as
evidentiary support for a factual allegation; (iii)
failing to ask questions of affiants who submitted
affidavits that were central to the factual
allegations that the affidavits supported; (iv)
failing to inquire (sufficiently, if at all) into
recycled affidavits first used by different attorneys
in earlier electionchallenge lawsuits; and (v)
failing to inquire into information readily
discernible as false.
28
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents