Election Investigations Guidebook
elements, like fire, water, and humidity.423 For example, Elections Canada
uses locked fireproof rooms as designated evidence control areas.424 Finally,
SOPs should clearly state accountability policies for persons with access to
designated control areas and provide disciplinary actions for misconduct,
malpractice, or negligence with respect to evidence.425
Inspection
To monitor inventory and security measures, investigation supervisors should
periodically inspect the designated evidence control area.426 Inspections serve
as an “important internal control” that allows for the early identification of
problems or deficiencies in the evidence management system.427 Inspections
should cover key issues, such as “security, access control, [and] missing evidence,” “general cleanliness and housekeeping of the area,” and “inventory
levels, safety practices, and training of [staff].”428 To promote institutional
learning, supervisors should record inspection results in writing.429 As an
accountability mechanism, external institutions should be empowered to
conduct periodic audits of evidence management. Audits promote institutional integrity, compliance with legal requirements, and adherence to SOPs
and policies.430 To prevent arbitrary auditing and undue interference with
an investigative body’s operations, state policies should set the schedule and
scope of audits in advance.
423
Nielsen & Kleffner, supra note 408, at 55.
424
Canadian Investigators’ Manual Ch. 9, supra note 401, at 4.
425
Cf. Latta & Giles, supra note 399, at 35–36.
426
Id. at 76.
427
Id. at 76–77.
428
Id. at 76.
429
Id.
430
Id. at 77.
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