Principle 4: independent and Impartial Investigators
Objectivity of the Investigation Body
Independence can refer to the formal structural independence from other
branches of government. Guarantees of structural independence can only
be secured by constitution or statute.447 Although structural independence is
an important indicator of objectivity or impartiality, it is essential to keep in
mind that the institutions responsible for investigating electoral challenges
can be independent in name but not in nature. This can become a particular
problem in countries in which an independent election commission conducts
the investigation and resolution of complaints because such a system “concentrates electoral power in one single body, creating the risk of eventual
abuses without checks by a different body.”448 In Indonesia, for example,
the authority of Bawaslu (the Election Supervisory Body) to both supervise
electoral conduct and to investigate and resolve disputes has led to the perception that the institution lacks necessary neutrality.449
International experts have recognized, however, that investigations occurring in mixed models of electoral management can nevertheless demonstrate
independence and impartiality.450 For these reasons, the second dimension
of independence—the normative idea of independence of action—becomes
“more important than the formal ‘structural’ independence.”451 Investigative bodies should strive to adopt a culture of independent decision-making
regardless of their structural composition. Both strong leadership and involvement of civil society can contribute to instilling an institutional ethos
of independence of action.452
As the European Court of Human Rights has repeatedly affirmed, in addition to structural and normative independence, another important element
447 See generally Orozco-Henríquez et al., supra note 101, at 90–91 (providing examples of constitutional and statutory provisions ensuring independence for election dispute resolution systems in regular courts, constitutional courts, administrative
courts, specialized electoral tribunals, and electoral management bodies).
448 Id. at 136 (discussing the advantages and disadvantages of different types of electoral dispute resolution systems,
including an electoral management body with judicial powers).
449
Internal survey response from an Indonesian election specialist (Jun. 17, 2013) (on file with IFES).
450
See Orozco-Henríquez et al., supra note 101, at 88; see also Wall et al., supra note 366, at 22–23.
451
Wall et al., supra note 366, at 22.
452 Cf. id. at 23; see generally IFES, Leadership in Crisis: Ensuring Independence, Ethics and Resilience in the Electoral Process
(2020), https://www.ifes.org/sites/default/files/leadership_in_crisis_ensuring_independence_ethics_and_resilience_in_the_
electoral_process_2.pdf.
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