Election Investigations Guidebook
Effective Evidence Collection
As the United Nations High Commissioner on Human Rights affirms, the
“purpose of an investigation should be to secure independent evidence.”110
Collecting and corroborating substantiated evidence goes to the very heart
of an election investigation. The Uniform Guidelines on Investigations plainly
state that “[i]nvestigative findings shall be based on facts and related analysis.”111 Consequently, according to the United Nations General Assembly,
investigators must “identify and obtain all relevant information and evidence
to establish facts relevant to an allegation, resulting in the facts being confirmed or refuted.”112
Pre-Determined Types of Evidence
The types of evidence that are admissible in proving the elements of a claim
are often not mentioned in the law but may be described in regulations or
procedures. In Moldova, the complaints regulations include a list of evidence
that can be submitted113 and the 2018 Afghan Procedure on Adjudication of
Complaints lists some examples of “evidentiary proofs.”114 More often, types
of admissible evidence are presented in dispute resolution guidelines or
manuals. For example, the 2015 Pakistan Election Tribunal Handbook and
the 2015 Myanmar Election Dispute Resolution Manual explain the types of
evidence that can be submitted when filing a complaint or presented during
a hearing. There are some exceptions to these general rules, including the
Ukrainian election law, which includes a relatively extensive section that
110 U.N. High Comm’r on Human Rights, Human Rights Standards and Practice for the Police: Expanded Pocket Book on Human
Rights for the Police, at 12, U.N. Doc HR/P/PT/5/Add.3, U.N. Sales No. E.03.XIV.7 (2004), http://www.ohchr.org/Documents/
Publications/training5Add3en.pdf [hereinafter Human Rights Standards and Practice for the Police].
111 Uniform Guidelines 2009, supra note 25, ¶ 8; cf. Seventh U.N. Congress on the Prevention of Crime and the Treatment of
Offenders, Basic Principles on the Independence of the Judiciary ¶ 2 (Sept. 6, 1985), U.N. Doc. A/CONF.121/22/Rev.1, at 59 (1985),
unanimously endorsed by G.A. Res. 40/32, U.N. Doc. A/RES/40/32 (Nov. 29, 1985), G.A. Res. 40/146, U.N. Doc. A/RES/40/146
(Dec. 13, 1985) [hereinafter Basic Principles on the Independence of the Judiciary] (judicial decisions shall be made “on the basis
of facts”).
112 Rep. of the Joint Inspection Unit, Investigations Function in the United Nations System, ¶ 59, U.N. Doc. A/67/140; GAOR,
67th Sess. (Jul. 13, 2012) (describing the duties of an investigator as opposed to an auditor).
113 Law No. 1381-XII of 1997 (Electoral Code of the Republic of Moldova), Monitorul Oficial al R.Moldova No. 81/667 of
July 12, 1997, ch. 3, 9 (Moldova) (“As evidence to support the submitted complaint may be used audio / video recordings,
photographs, documents, written statements of witnesses.”).
114 Law No. 112 of 2014 (Election Law), هیلدع ترازوNo. 15/5/1392 of Aug. 6, 2014, art. 4.10 (Afg.) (“This includes written
document, photo, voice, signs and marks which are provided by both parties of the case in relation to objection and complaint
and/or defense for proving the occurrence and perpetration of the electoral violations and crimes and which are deemed
admissible and useable by the Complaints Commission and if deemed necessary by the Commission, shall have been accepted
by the experts. Confession by the confessor also falls under the category of the evidentiary proofs.”).
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