MEDIATION AND POST-ELECTION LITIGATION
recognize driving the process as their chief role. So, for example, the
facilitative mediator may make decisions about which issue will be discussed
when, when (and if) private caucuses should take place, how broadly or
narrowly the parties' dispute should be addressed in mediation, and so
forth.9o By taking control of the process, facilitative mediators enhance the
efficiency of dispute resolution, ensure that the full scope of the dispute is
addressed, constructively enhance communication between the two sides,
and assist the parties in generating realistic options.
At the other end of the spectrum is what is often referred to as
"evaluative" mediation.9I The evaluative mediator weighs in on substance.
The evaluative mediator, for example, may give her opinion on the value of
settlement, the strength of an argument, or the mediator's opinion of how a
court might rule. Evaluative mediators might also suggest options for the
parties to consider. Evaluative strategies are often employed to move the
mediation forward, typically when the facilitative model reaches an impasse.
Often evaluation is solicited by the parties.92 Mediators more comfortable
with an evaluative role will weigh in on certain matters preemptively.
Evaluative mediators view facilitative mediation as too passive, robbing
90 Leonard Riskin described a continuum in the role of mediators on the question of
"problem definition" between those mediators who take a broad approach versus those
who prefer to mediate only the narrow issue presented. See Leonard L. Riskin, Mediator
Orientations, Strategies, and Techniques, 12 ALTERNATNES TO HIGH COST LlTIG. 111,
111 (1994) ("[a] mediator who starts with a broad orientation ... assumes that the parties
can benefit if the mediation goes beyond the narrow issues that normally define legal
disputes. Important interests often lie beneath the positions that the participants assert.
Accordingly, the mediator [can] ... help the participants understand and fulfill those
interests-at least if they wish to do so.").
91 For a view of the dangers of evaluative mediation, see generally Lela Love, The
Top Ten Reasons Why Mediators Should Not Evaluate, 24 FLA. ST. U. L. REv. 937
(1997); see also Kimberlee K. Kovach & Lela P. Love, "Evaluative" Mediation Is an
Oxymoron, 14 ALTERNATIVES TO HIGH COST LITIG. 31 (1996).
92 The need for case evaluation has evolved into a specialty commonly referred to as
Early Neutral Evaluation (ENE). ENE "was first developed in federal district court in the
Northern District of California" as a process by which a party (or parties) to a dispute
seeks out an evaluation of their claim from an expert. Frank E. A. Sander & Lukasz
Rozdeiczer, Matching Cases and Dispute Resolution Procedures: Detailed Analysis
Leading to A Mediation-Centered Approach, ll HARV. NEGOT. L. REV. 1, 13 (2006).
ENE is seen as a settlement technique for disputes in which parties are far apart and
might benefit from hearing from a neutral party how the law likely applies to their case or
hearing an objective assessment of the strength of their case. See American Arbitration
Association, Early Neutral Evaluation: Getting an Expert's Assessment, Practical
Guidelines
and
Steps
for
Getting
Started,
available
at
http://www.adr.org/sp.asp?id=35761 (last visited Sept. 21, 2011).
347
HeinOnline -- 27 Ohio St. J. on Disp. Resol. 347 2012
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