Chapter 1
Pike, Ohio. A coin flip made Mr. Taft the winner. But following an automatic recount, Mr. Taft’s total
was reduced by one vote in Precinct D, and Mr. Bain was declared to be the winner. Five days later, the
board of elections examined all of the ballots in Precinct D and found that one ballot had a chad8 next
to Mr. Taft’s name that was attached by only one corner. Under state law, a ballot could be counted if the
chad was hanging by two corners or fewer, but the county prosecutor told the board it could not change
the certified election result so the result went unchanged.
Five days after that, Mr. Taft filed an election contest. In response, Mr. Bain swore that when he saw that
ballot, the chad was hanging by three corners (and therefore an invalid vote), and that the handling by the
election officials changed the ballot’s condition (to become a valid vote). Two masters aiding the court
examined the ballot, found that the chad was hanging by one corner and that the ballot should be counted
for Mr. Taft, which resulted in Mr. Taft and Mr. Bain being tied again. The court then decided that no
evidence could be presented by Mr. Bain beyond the documents already presented in the case, ruled that
the election was tied, and told the board of elections to decide by lot who should be the winner. Since
the board of elections already had flipped a coin to decide that Mr. Taft won the earlier tie vote, they saw
no reason to flip a coin again and declared that Mr. Taft won.
On appeal, the Ohio Supreme Court first had to decide whether Mr. Bain was correct in claiming that
the lower court did not have jurisdiction to handle Mr. Taft’s lawsuit because Mr. Taft did not file an
adequate bond for his lawsuit: he had filed a cash bond, not a surety bond; the bond did not obligate Mr.
Taft to pay all of the expenses of the lawsuit; and it said that Mr. Taft bound himself only to the board
of elections. The supreme court began its decision by saying,
Bain is correct that, in general, “[t]he procedure prescribed by statute to bring an election contest
within the jurisdiction of a judge must be strictly followed.” If the contestor fails to comply with
the bond requirement of [the statute], “the court is without jurisdiction to hear or determine
the controversy.”
Nevertheless, we have adopted and applied a substantial compliance standard for the statutory
bond requirement.
At 476 (internal citations omitted).
The supreme court noted that the clerk of the lower court had approved the form and amount of Mr.
Taft’s bond, and went on to find that Mr. Taft had substantially complied with the statute’s requirements
because paying in cash instead of a surety check was acceptable, and the bond obligated Mr. Taft to pay
the costs incurred by him, although he could have used clearer language to say so. And it made no difference that Mr. Taft bound himself only to the board of elections, because he was willing to pay all the
costs of the contest. Finally, the supreme court found that there was no evidence that Mr. Bain had been
prejudiced because of the bond that Mr. Taft posted and the clerk approved.
Thus, Mr. Taft was able to meet the threshold requirements for getting his lawsuit started. But he
did not do so well on other issues in the case. Once the bond question was disposed of, the supreme
court ruled that Mr. Bain should have been allowed to have an evidentiary hearing, and that the board
of elections was wrong in not conducting a second flip of the coin, and reversed those aspects of the
lower court’s decision.9
A chad is the little piece of a cardboard ballot that is punched out to cast a vote. Sometimes the punch does not completely detach the
chad (in the shape of a circle, square or rectangle), raising a question as to whether the voter intended to punch it out.
The concept of substantial compliance affects substantive issues as well as procedural issues in election dispute adjudication. This concept is discussed at length in Chapter 3.
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