Unfair Advantage:
The Abuse of State Resources in Elections
If candidates are permitted to maintain their public posts while running for office, there may be legal
requirements for political parties and candidates to report on their finances – including donations and
expenditures during the electoral period and outside of the electoral period – that could help facilitate
the detection of abuses of administrative resources.
The U.S. legal framework places detailed restrictions
on state personnel who are running as candidates
for public office. U.S. federal law differentiates
among public employees who are more or less
restricted, based on the nature of the employing
agency’s mandate. Federal executive personnel are
prohibited from running as candidates for public
office in a partisan election.42 Employees who work
for certain federal agencies, including agencies whose
responsibilities include election administration, law
enforcement, and intelligence, are also restricted
from running in a partisan election.43 Federal judges
are required to resign from judicial work if they are
candidates in a primary or general election, regardless
of whether the election is partisan.44 Legislative
personnel, on the other hand, such as Members of
Congress, are permitted to run for re-election while
serving in their roles.
Excerpts from U.S. state law: Alaska
(1) high moral and ethical standards among
public employees in the legislative branch of
government are essential to assure the trust,
respect, and confidence of the people of this
state;
(2) a fair and open government requires
that legislators and legislative employees
conduct the public’s business in a manner
that preserves the integrity of the legislative
process and avoids conflicts of interest or
even appearances of conflicts of interest; […]
(7) compliance with a code of ethics is an
individual responsibility; thus all who serve
the legislature have a solemn responsibility
to avoid improper conduct and prevent
improper behavior by colleagues and
subordinates”
Legal provisions for state-level officials vary: some
Alaska Stat. Ann. § 24.60.010 (West)
states expressly guarantee that all government
personnel have a right to seek public office as a political
candidate;45 some permit state employees to run as
candidates but require those who are not already
elected officials to take a leave of absence during their candidacies;46 and in other states, civil service
employees are strictly prohibited from running as a candidate in a partisan election, even during a period
of absence from their government jobs.
Restrictions on State Personnel Contributing Resources to an Electoral Campaign
Human resources are critically important for election campaigns. However, it is necessary to prevent
incumbents from leveraging the considerable pool of government employees to gain an electoral
advantage, and to conserve government work-time strictly for governance functions. In addition,
regulations regarding state personnel’s time and financial contributions to an electoral campaign can also
serve to protect government employees from coercion with regard to their election activity.
Speck and Fontana highlight the summoning of public employees to participate in campaign rallies and
the government declaration of a public holiday on the day the ruling party organizes a rally in town
The Hatch Act, 5 U.S.C. § 7323(a)(2)-(3) (2012).
Id.; see also 5 C.F.R. § 734.411(b) (2016.
44
See Guide to Judiciary Policy, supra note 36, at Canon 5(A)-(C); see also Use of Electronic Social Media by Judges
and Judicial Employees, 2014 WL 2625011, at *5 (US Jud. Conf. Comm. Code Cond. Mar. 1, 2014).
45
Examples include Connecticut and North Dakota. See, e.g., Conn. Gen. Stat. § 5-266a(b) (2005); N.D. Cen. Code §
44-08-19(1).
46
Examples include Florida and Minnesota. See, e.g., Fla. Stat. § 110.233(4)(a) (2001); Minn. Stat. § 43A.32(2) (1994).
42
43
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